Skip to content

CA Fresher - Senior Executive - Member Inspection

Company

NCDEX Ltd. (Formerly known as National Commodity & Derivatives Exchange)

Location
Delhi
Experience
0–2 yrs
Posted
Posted Yesterday

CA Fresher


Job description

**Role & responsibilities** - Conducting onsite/remote inspection of members/ Authorised Persons of Members including surprise visits / Joint Inspection of members along with SEBI as per the TAT (Average 6 inspections per month) - Creating compliance awareness amongst members. - Sharing mandatory compliance requirements with best practices with members. Organising Member compliance workshop - Preparation & Verification of Inspection reports and checklists. Submission of Data to Exchange post inspection and correctness of Data/information between checklist and Report - Analysis of alert w.r.t online monitoring of margin reporting and client fund monitoring calculation. - Maintaining high standards of Governance. - Strengthen Regulatory compliance **Preferred candidate profile** **Educational Qualification** - Chartered Accountant **Experience** - 0 to 2 years of relevant work experience. Preferably from Stock Exchange/Broking industry having experience in managing Audit functions in well-established and recognized Exchange/Firm

Required skills

  • Audit
  • Financial Reporting
  • SEBI Regulations

Similar jobs